NR
CFP
NR
CFP

Nita Rieniets

38 Years of Experience
Gillette, WY
BrokerSells Insurance

Nita Rieniets is a CFP-designated registered investment advisor at LPL Financial LLC, based in Gillette, WY, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

Loading...

Location

319 S Gillette Ave Ste 302, Gillette, WY, 82716

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Nita is co-owner of Rieniets Financial Planning, a DBA for her LPL business, and an officer of Rieniets Financial Services, Inc., a business entity for tax/investment purposes. She also receives non-variable insurance trails and sells non-variable insurance, dedicating a few hours per week to each of these activities.

Employment History
Current Registrations
LPL Financial LLC
November 2017 - Present · 8 yrs 8 mos
LPL Financial LLCBroker
November 2017 - Present · 8 yrs 8 mos
Previous Registrations
Investment Centers of America, INC.
February 2005 - November 2017 · 12 yrs 9 mos
Investment Centers of America, INC.Broker
May 1995 - November 2017 · 22 yrs 6 mos
Aegon USA Securities INC.Broker
October 1990 - June 1995 · 4 yrs 8 mos
Integrated Resources Equity CorporationBroker
September 1988 - October 1989 · 1 yr 1 mo
Investment Centers of America, INC.Broker
May 1987 - October 1990 · 3 yrs 5 mos
State Registrations12 states
AZCOIDKSMNMTNDNENMSDTXWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.