Matthew Lum
Matthew Lum is a CFP-designated registered investment advisor at Independent Financial Group, LLC, based in Santa Barbara, CA, with 38 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 44,045 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IFG offers investment management through various programs, including AccessPoint, Custom Asset Management, and Third Party Asset Managers. Fees are based on a percentage of the value of your account and are negotiable. Transaction charges may also apply. The maximum advisory fee is 3.00% per year. IFG and its IARs may receive additional compensation from product sponsors, which creates a conflict of interest.
Location
929 Santa Barbara Street, Santa Barbara, CA, 93101-2106
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Matthew is an officer/director of Vida Wealth Partners, a DBA used for marketing, and Vida Wealth Partners (RIA), a state-registered investment advisor, dedicating nearly full-time hours to these activities. He is also an insurance agent, spending minimal time on this.
Employment History
Current Registrations
Independent Financial Group, LLCBroker
Vida Wealth Partners, INC.
Previous Registrations
Cetera Advisor Networks LLCBroker
Cetera Advisor Networks LLC
Girard Securities, INC.
Girard Securities, INC.Broker
Sentinel Capital Management,inc.
Sentra Securities CorporationBroker
Sii Investments, INC.Broker
Fsc Securities CorporationBroker
Corporate Benefit Securities, INC.Broker
First Affiliated Securities, INC.Broker
Pfg Securities, INC.Broker
Washington National Equity CompanyBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.