Matthew Lum
Matthew Lum is a CFP-designated registered investment advisor at Independent Financial Group, LLC, based in Santa Barbara, CA, with 39 years of industry experience. Matthew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 9 more. Their firm serves 26,635 clients with $13B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $500K | 2.00% |
| $500K - $1.0M | 2.00% |
| $1.0M - $2.0M | 2.00% |
| $2.0M - $5.0M | 2.00% |
| $5M+ | 2.00% |
Maximum advisor fee is shown; program fees (0.04% to 0.16%) and transaction charges may apply depending on the selected program. Fees are negotiable.
Fee Estimator
Location
929 Santa Barbara Street, Santa Barbara, CA, 93101-2106
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Matthew is an officer/director of Vida Wealth Partners, a DBA used for marketing, and Vida Wealth Partners (RIA), a state-registered investment advisor, dedicating nearly full-time hours to these activities. He is also an insurance agent, spending minimal time on this.
Employment History
Current Registrations
Independent Financial Group, LLCBroker
Vida Wealth Partners, INC.
Previous Registrations
Cetera Advisor Networks LLCBroker
Cetera Advisor Networks LLC
Girard Securities, INC.
Girard Securities, INC.Broker
Sentinel Capital Management,inc.
Sentra Securities CorporationBroker
Sii Investments, INC.Broker
Fsc Securities CorporationBroker
Corporate Benefit Securities, INC.Broker
First Affiliated Securities, INC.Broker
Pfg Securities, INC.Broker
Washington National Equity CompanyBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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