David Chlus is a registered investment advisor at Morgan Stanley, based in Utica, NY, with 38 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.
Location
106 Business Park Drive, Utica, NY, 13502
Get directionsHistory
Regulatory History (1)
Customer Dispute
May 2009Other Business Activities
David is a managing member of CB Farmland, LLC since 2017 and a partner in Higby View, LLC (real estate) since 2023. These activities are investment-related and require no active involvement.
Employment History
Current Registrations
Morgan Stanley
Morgan StanleyBroker
Previous Registrations
Citigroup Global Markets INC.Broker
Lehman Brothers INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations45 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- William Rust, CFPMorgan Stanley
- Aaron Evans, CFA, CFPStrategic Financial Services
- Michael Mcgraw, CFPStrategic Financial Services
- Alan Leist, CFAStrategic Financial Services
- Cody Carnaya, CFPStrategic Financial Services
- David Lemire, CFAStrategic Financial Services