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Tami Rovall

Wells Fargo Advisors
37 Years of Experience
Houston, TX
5 DisclosuresBroker
View SEC Summary
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Tami Rovall is a registered investment advisor at Wells Fargo Advisors, based in Houston, TX, with 37 years of industry experience. Tami is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

825 Town and Country Ln Ste 300, Houston, TX, 77024

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2016
Settled
Customer Dispute
February 2008
Denied
Customer Dispute
December 2003
Settled
Customer Dispute
February 2002
Denied
Customer Dispute
October 2001
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Advisors
June 2021 - Present · 5 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
June 2021 - Present · 5 yrs 4 mos
Previous Registrations
Bbva Securities INC.Broker
May 2013 - June 2021 · 8 yrs 1 mo
Bbva Wealth Solutions INC.
October 2010 - June 2021 · 10 yrs 8 mos
St Johns Wealth Management
July 2010 - October 2010 · 3 mos
Bbva Compass Investment Solutions, INC.
April 2010 - July 2010 · 3 mos
Bbva Compass Investment Solutions, INCBroker
April 2010 - May 2013 · 3 yrs 1 mo
Park Avenue Securities LLC
October 2009 - March 2010 · 5 mos
Park Avenue Securities LLCBroker
September 2009 - March 2010 · 6 mos
Wells Fargo Advisors, LLC
September 2007 - September 2009 · 2 yrs
Wells Fargo Advisors, LLCBroker
September 2007 - September 2009 · 2 yrs
Compass Brokerage, INC.
February 2005 - September 2007 · 2 yrs 7 mos
Compass Brokerage, INC.Broker
February 2005 - September 2007 · 2 yrs 7 mos
Citigroup Global Markets INC.
August 2001 - March 2005 · 3 yrs 7 mos
Citigroup Global Markets INC.Broker
August 2001 - March 2005 · 3 yrs 7 mos
Wells Fargo Brokerage Services, L.L.C.Broker
January 2001 - September 2001 · 8 mos
Wells Fargo Investments, LLCBroker
December 2000 - September 2001 · 9 mos
Wells Fargo Brokerage Services, L.L.C.Broker
April 2000 - December 2000 · 8 mos
Wells Fargo Securities INC.Broker
August 1996 - May 2001 · 4 yrs 9 mos
First Interstate Investments,inc.Broker
July 1996 - August 1996 · 1 mo
Fbs Investment Services, INC.Broker
August 1994 - May 1996 · 1 yr 9 mos
Liberty Securities CorporationBroker
June 1993 - September 1994 · 1 yr 3 mos
Transamerica Fund Distributors, INC.Broker
May 1987 - August 1991 · 4 yrs 3 mos
State Registrations13 states
ALAZDEFLGAMAMDMONCNJNYTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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