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Tami Rovall
36 Years of Experience
Houston, TX
5 DisclosuresBroker
Tami Rovall is a registered investment advisor at Wells Fargo Advisors, based in Houston, TX, with 36 years of industry experience. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,327,695 clients with $610B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14703 advisors
IM Fee
Planning only
Assets Under Management
$606.0B
Fee Structure
Minimum Investment:$250K
- Cash Flow Analysis — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Education Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Retirement Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Risk Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Wealth Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Divorce Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Special Needs Analysis — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Sports & Entertainment — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Business Owner Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
The total fee per engagement can range up to $5,000 for clients with a net worth of $250,000 to $500,000, up to $12,500 for clients with a net worth over $500,000 to $1,000,000, and up to $25,000 for clients with a net worth over $1,000,000. Fees are subject to negotiation and may vary.
One-Time Plan:Up to $25,000
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Location
825 Town and Country Ln Ste 300, Houston, TX, 77024
Get directionsHistory
Regulatory History (5)
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Customer Dispute
March 2016Settled
Customer Dispute
February 2008Denied
Customer Dispute
December 2003Settled
Customer Dispute
February 2002Denied
Customer Dispute
October 2001Settled
Employment History
Current Registrations
Wells Fargo Advisors
June 2021 - Present · 4 yrs 11 mos
Wells Fargo Clearing Services, LLCBroker
June 2021 - Present · 4 yrs 11 mos
Previous Registrations
Bbva Securities INC.Broker
May 2013 - June 2021 · 8 yrs 1 mo
Bbva Wealth Solutions INC.
October 2010 - June 2021 · 10 yrs 8 mos
St Johns Wealth Management
July 2010 - October 2010 · 3 mos
Bbva Compass Investment Solutions, INC.
April 2010 - July 2010 · 3 mos
Bbva Compass Investment Solutions, INCBroker
April 2010 - May 2013 · 3 yrs 1 mo
Park Avenue Securities LLC
October 2009 - March 2010 · 5 mos
Park Avenue Securities LLCBroker
September 2009 - March 2010 · 6 mos
Wells Fargo Advisors, LLCBroker
September 2007 - September 2009 · 2 yrs
Wells Fargo Advisors, LLC
September 2007 - September 2009 · 2 yrs
Compass Brokerage, INC.Broker
February 2005 - September 2007 · 2 yrs 7 mos
Compass Brokerage, INC.
February 2005 - September 2007 · 2 yrs 7 mos
Citigroup Global Markets INC.
August 2001 - March 2005 · 3 yrs 7 mos
Citigroup Global Markets INC.Broker
August 2001 - March 2005 · 3 yrs 7 mos
Wells Fargo Brokerage Services, L.L.C.Broker
January 2001 - September 2001 · 8 mos
Wells Fargo Investments, LLCBroker
December 2000 - September 2001 · 9 mos
Wells Fargo Brokerage Services, L.L.C.Broker
April 2000 - December 2000 · 8 mos
Wells Fargo Securities INC.Broker
August 1996 - May 2001 · 4 yrs 9 mos
First Interstate Investments,inc.Broker
July 1996 - August 1996 · 1 mo
Fbs Investment Services, INC.Broker
August 1994 - May 1996 · 1 yr 9 mos
Liberty Securities CorporationBroker
June 1993 - September 1994 · 1 yr 3 mos
Transamerica Fund Distributors, INC.Broker
May 1987 - August 1991 · 4 yrs 3 mos
State Registrations13 states
ALAZDEFLGAMAMDMONCNJNYTXVA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.