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Steven Howe Smith

38 Years of Experience
BrokerSells Insurance
Areas of Practice
Retirement PlanningDivorce PlanningEstate PlanningEducation PlanningFinancial Planning & CoachingInvestment Management
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
3842 advisors
Number of Clients
323,031 clients
Average Client Portfolio
$317K average
Assets Under Management
$102.4B

Fee Structure

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Location

609 Central Avenue, Po Box 246, Barboursville, WV, 25504

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Steven is an advisory representative of a registered investment advisor (RIA) and works as an independent insurance agent for various companies since 2007. He also has ownership in Esquire Country Club Inc. and Frying Pan Farm, LLC.

Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
March 2014 - Present · 11 yrs 11 mos
Cambridge Investment Research, INC.Broker
March 2014 - Present · 11 yrs 11 mos
Cambridge Investment Research, INC.
March 2014 - Present · 11 yrs 11 mos
Creative Financial Solutions, LLC
February 2008 - Present · 18 yrs
Previous Registrations
Wrp Investments, INC.
February 2007 - March 2014 · 7 yrs 1 mo
Wrp Investments, INC.Broker
January 2007 - March 2014 · 7 yrs 2 mos
Nationwide Securities, INC.Broker
September 1989 - January 2007 · 17 yrs 4 mos
Shearson Lehman Hutton INC.Broker
March 1988 - August 1989 · 1 yr 5 mos
E. F. Hutton & Company INCBroker
April 1987 - March 1988 · 11 mos
State Registrations5 states
FLGANCSCWV
AdvisorBrokerBoth
Exams
No exam information available for this advisor.