Thomas Kennedy
Thomas Kennedy is a registered investment advisor at Wells Fargo Advisors, based in Walnut Creek, CA, with 35 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
2033 N Main Street 9th Floor, [Nk/Nl-Rbo], Walnut Creek, CA, 94596
Get directionsHistory
Regulatory History (1)
Regulatory
October 2015Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLCBroker
Previous Registrations
Bancwest Investment Services, INC.Broker
Bancwest Investment Services, INC. (bwis) and Bwis D/b/a Fhis
Bbva Wealth Solutions INC.
Bbva Securities INC.Broker
Umpqua Investments, INC.
Umpqua Investments, INC.Broker
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
Wells Fargo Investments, LLCBroker
Wells Fargo Investments, LLC
Quick & Reilly, INC.
Quick & Reilly, INC.Broker
Waddell & Reed, INC.Broker
Charles Schwab & CO., INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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