Thomas Mccarthy
Thomas Mccarthy is a ChFC-designated registered investment advisor at Capital Analysts, based in Braintree, MA, with 39 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 15,840 clients with $8.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $1.0M | 1.25% |
| $1.0M - $2.0M | 1.25% |
| $2M+ | 1.25% |
Maximum annual financial advisor fee is established at 1.25%. Additional Capital Analysts administrative fees may apply ranging from 0.08% to 0.15% with a $200 minimum.
Fee Estimator
Location
35 Braintree Hill Office Park, Suite 400 & 405, Braintree, MA, 02184
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas is a board member and Chair of the Quality, Service, Value Committee for South Shore Health since 2016, dedicating about 10-20% of his time. He also works as a Principal/Agent for KAF Wealth Management and KAF Financial Advisors, LLC, focusing on life insurance sales and services, which is nearly a full-time commitment.
Employment History
Current Registrations
Capital Analysts
Lincoln InvestmentBroker
Previous Registrations
John Hancock Distributors, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
John Hancock Mutual Life Insurance CompanyBroker
Capital Analysts, IncorporatedBroker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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