Stephen Grice
Stephen Grice is a CFP-designated registered investment advisor at Osaic Wealth, INC., based in Charlotte, NC, with 38 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
310 Arlington Ave, Unit 308, Charlotte, NC, 28203
Get directionsHistory
Regulatory History (2)
Criminal
July 1980Criminal
June 1978Other Business ActivitiesSells Insurance
Stephen is an officer at Grice Financial Group (receiving residual income) and Professional Life Advisors Network, and a member of Marshall Fairfax LLC. He dedicates minimal time to each of these activities, which include fixed insurance sales, consulting, insurance wholesaling, and real estate management.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Signator Investors, INC.Broker
Signator Investors, INC.
Transamerica Financial Advisors, INC.
Transamerica Financial Advisors, INCBroker
Transamerica Financial Advisors, INC.
Transamerica Financial Advisors, INC.Broker
Transamerica Securities Sales CorporationBroker
Mony Securities CORP.Broker
State Registrations41 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.