James Glover
James Glover is a registered investment advisor at Level Four Advisory Services, based in Dallas, TX, with 38 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 14,510 clients with $5.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Level Four Advisory Services offers several investment management programs:
- Managed Assets Program: Fees are negotiable, with a maximum of 2.50% annually, based on the value of your investments.
- Participant Asset Management Program: Designed for retirement plan participants, fees are negotiable up to 1.25% annually.
- ICA Platform Program: Through Raymond James, fees are negotiable up to 2.5% annually. Sub-advisory services from Level Four Capital Management may be used.
Fees are calculated and billed monthly in advance.
Location
12400 Coit Road, Suite 700, Dallas, TX, 75251
Get directionsHistory
Regulatory History (3)
Customer Dispute
September 1997Customer Dispute
April 1996Regulatory
December 1993Other Business Activities
James is a partner in 4001 Barrett Drive LLC, a real estate building, spending minimal time on it. He also works as an investment advisor for Level Four Advisory Services, LLC, dedicating about 20% of his time to this role, and is a board member for Oakwood Cemetery and finance chair for Christ Church, spending minimal time on each.
Employment History
Current Registrations
Level Four Advisory Services
Level Four Financial, LLCBroker
Previous Registrations
Mid-Atlantic Securities, INC.
Mai Corporation
Mid-Atlantic Securities, INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.