RF
RF
Richard Fletcher
37 Years of Experience
Carlsbad, CA
1 Disclosure
Richard Fletcher is a registered investment advisor at Fletcher Financial, LLC, based in Carlsbad, CA, with 37 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 18 clients with $11M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
18 clients
Average Client Portfolio
$599K average
Assets Under Management
$10.8M
Fee Structure
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.50% |
| $2.0M - $3.0M | 1.25% |
| $3.0M - $5.0M | 1.00% |
| $5.0M - $10.0M | 0.90% |
| $10M+ | 0.75% |
Fees may be negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
5055 Avenida Encinas, Suite 100, Carlsbad, CA, 92008
Get directionsHistory
Regulatory History (1)
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Employment Separation After Allegations
January 2016Employment History
Current Registrations
Fletcher Financial, LLC
March 2005 - Present · 21 yrs 2 mos
Previous Registrations
Cole Financial, LLC
September 2004 - December 2009 · 5 yrs 3 mos
Citigroup Global Markets INC.
July 1997 - August 2004 · 7 yrs 1 mo
State Registrations1 state
CA
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.