Brian Parker is a registered investment advisor at Supreme Alliance LLC, based in Charlotte, NC, with 26 years of industry experience. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 78 clients with $18M in assets under management.
Compensation
Firm Size
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Fee Structure
SALLC offers managed account programs where clients pay a single fee for portfolio management services. The fees are calculated quarterly. SALLC representatives customize investment portfolios based on the client's risk tolerance and investment objectives. SALLC has full discretion over client accounts, but clients can limit this authority in writing. The minimum initial investment is $25,000.
Location
Charlotte, NC
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Regulatory History (3)
Regulatory
November 2021Employment Separation After Allegations
August 2020Regulatory
March 1993Employment History
Current Registrations
Supreme Alliance LLC
Supreme Alliance LLC
Supreme Alliance LLCBroker
Previous Registrations
Newbridge Securities CorporationBroker
Next Financial Group, INC.
Next Financial Group, INC.Broker
Century Securities Associates, INC.Broker
Aig Financial Advisors, INC.Broker
Sunamerica Securities, INC.Broker
Legg Mason Wood Walker INC
Legg Mason Wood Walker, IncorporatedBroker
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
Sma Equities, INC.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.