FP
FP

Frederick Phillips

38 Years of Experience
Greenville, SC
Broker

Frederick Phillips is a registered investment advisor at Morgan Stanley, based in Greenville, SC, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

201 East McBee Avenue 1st Floor, Greenville, SC, 29601

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Frederick is a 25% partner in Twin Oaks Development, a commercial real estate purchase and leasing business, since 2008. This activity does not take place during or after business hours.

Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
November 2008 - June 2009 · 7 mos
Morgan Stanley & CO. Incorporated
November 2008 - June 2009 · 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2004 - November 2008 · 4 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2004 - November 2008 · 4 yrs 3 mos
Citigroup Global Markets INC.Broker
April 1987 - August 2004 · 17 yrs 4 mos
State Registrations30 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Frederick Phillips - Financial Advisor | TrueAdvisor