RD
RD
Richard Dunstan
37 Years of Experience
El Segundo, CA
Broker
Richard Dunstan is a registered investment advisor at Cetera Investment Advisers LLC, based in El Segundo, CA, with 37 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
2301 Rosecrans Ave #5100, El Segundo, CA, 90245
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 3 mos
Cetera Advisors LLC
April 2020 - Present · 6 yrs 5 mos
Cetera Financial Specialists LLC
April 2020 - Present · 6 yrs 5 mos
Cetera Wealth Services, LLC
April 2020 - Present · 6 yrs 5 mos
Cetera Investment Services LLC
April 2020 - Present · 6 yrs 5 mos
Cetera Advisors LLCBroker
April 2020 - Present · 6 yrs 5 mos
Cetera Financial Specialists LLCBroker
April 2020 - Present · 6 yrs 5 mos
Cetera Wealth Services, LLCBroker
April 2020 - Present · 6 yrs 5 mos
Cetera Investment Services LLCBroker
April 2020 - Present · 6 yrs 5 mos
Previous Registrations
Cetera Advisor Networks LLC
April 2020 - June 2023 · 3 yrs 2 mos
First Allied Securities, INC.Broker
April 2020 - September 2022 · 2 yrs 5 mos
LPL Financial LLC
February 2008 - September 2019 · 11 yrs 7 mos
LPL Financial LLCBroker
February 2008 - September 2019 · 11 yrs 7 mos
Multi-Financial Securities Corporation
December 2004 - January 2008 · 3 yrs 1 mo
Ifg Advisory Services INC
April 2003 - December 2003 · 8 mos
Vestax Securities CorporationBroker
September 2002 - December 2003 · 1 yr 3 mos
Multi-Financial Securities CorporationBroker
August 2002 - January 2008 · 5 yrs 5 mos
Ifg Network Securities, INC.Broker
August 2002 - December 2003 · 1 yr 4 mos
World Group Securities, INC.Broker
April 2002 - May 2002 · 1 mo
Compulife Investor Services, INC.Broker
June 1997 - November 2001 · 4 yrs 5 mos
Ifg Network Securities, INC.Broker
February 1996 - April 2002 · 6 yrs 2 mos
Raymond James & Associates, INC.Broker
August 1993 - September 1995 · 2 yrs 1 mo
Investment Management & Research, INCBroker
March 1987 - August 1993 · 6 yrs 5 mos
State Registrations2 states
CASC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.