Denise Davies is a registered investment advisor at LPL Financial LLC, based in Deerfield Beach, FL, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Deerfield Beach, FL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Denise is associated with Davies & Johnson, Inc. as a DBA for LPL business, dedicating full-time hours since 2014. She also provides mortgage/real estate services through Davies and Johnson Inc., but spends minimal time on this activity.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Cetera Advisor Networks LLCBroker
Cetera Advisor Networks LLC
Pension Planners Securities, INC.
Pension Planners Securities, INC.Broker
Farmers Financial Solutions, LLCBroker
Pension Planners Securities, INC.
Pension Planners Securities, INC.Broker
Brecek & Young Advisors, INC.Broker
Gore-Horvath, INC.Broker
Amev Investors, INC.Broker
Amev Investors, INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.