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Matthew Munn

39 Years of Experience
Scottsdale, AZ
Broker

Matthew Munn is a registered investment advisor at Cetera Investment Advisers LLC, based in Scottsdale, AZ, with 39 years of industry experience. Matthew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

Scottsdale, AZ

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Matthew is a financial professional at FFEC Wealth Partners since April 2022, dedicating a full-time workload to financial services. He is also a real estate agent since September 2022, spending a few hours per week listing, selling, and buying homes.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
April 2022 - Present · 4 yrs 1 mo
Previous Registrations
Cetera Advisor Networks LLC
April 2022 - June 2023 · 1 yr 2 mos
First Financial Equity Corporation
October 2005 - April 2022 · 16 yrs 6 mos
First Financial Equity CorporationBroker
March 2002 - April 2022 · 20 yrs 1 mo
Prudential Securities IncorporatedBroker
September 1996 - March 2002 · 5 yrs 6 mos
Smith Barney INC.Broker
July 1993 - September 1996 · 3 yrs 2 mos
Lehman Brothers INC.Broker
May 1988 - July 1993 · 5 yrs 2 mos
The Stuart-James Company, INC.Broker
February 1987 - June 1988 · 1 yr 4 mos
State Registrations11 states
AZCACOILMDNCNMPASCWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.