Richard Polimeni
Richard Polimeni is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Pennington, NJ, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
1100-1800 American Blvd, Investment Solutions Group, Pennington, NJ, 08534
Get directionsHistory
Regulatory History (1)
Criminal
June 1987Other Business Activities
Richard is an officer and chair of the executive team at the College Savings Foundation, a non-profit organization, dedicating minimal time. He also provides input and feedback to the Municipal Securities Rulemaking Board (MSRB) as a member of their Advisory Group, spending minimal time annually.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
Salomon Smith Barney INC.Broker
Smith Barney, Harris Upham & CO., IncorporatedBroker
Monmouth Investments, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.