Paul Plesser
Paul Plesser is a registered investment advisor at Innovative Private Wealth Management INC., based in Woodmere, NY, with 10 years of industry experience. Paul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Corporate Executives, Education Planning, Estate Planning, and 6 more. Their firm serves 417 clients with $370M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Fees range up to 2.00% annually and are negotiable based on factors such as assets under management, range of investments, and complexity of circumstances.
Fee Estimator
Location
Woodmere, NY
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Paul is a partner in P&J Plesser LLC, created for business finances, and spends minimal time paying bills and writing checks. He is also an agent at Broadstreet Insurance Agency, LLC, selling non-securities insurance products for a few hours per week.
Employment History
Current Registrations
Innovative Private Wealth Management INC.
Previous Registrations
Innovative Family Office LLC
MML Investors Services, LLC
MML Investors Services, LLCBroker
Chemical Securities, INC.Broker
Lehman Brothers INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- David Levine, CFANeuberger Berman Bd LLC