Brian Gaffney
Brian Gaffney is a registered investment advisor at LPL Financial LLC, based in Tinton Falls, NJ, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
106 Apple St., Ste 109, Tinton Falls, NJ, 07724
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Regulatory History (2)
Customer Dispute
December 2020Customer Dispute
November 2002Other Business ActivitiesSells Insurance
Brian is involved in several insurance-related activities, including selling group health insurance and acting as an advisor for multiple life and annuity companies such as Sagicor Life Insurance Co. and Guggenheim Life & Annuity Co. He also has a business entity, Beacon Wealth Management Planning Inc, with partners, where insurance commissions are paid, and is an agent for Alpha Solutions Management.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
MML Investors Services, INC.Broker
New England Securities CorporationBroker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.