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Alan Fertel

Private Advisor Group, LLC
33 Years of Experience
Wyomissing, PA
Broker
View SEC Summary
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Alan Fertel is a registered investment advisor at Private Advisor Group, LLC, based in Wyomissing, PA, with 33 years of industry experience. Alan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 142,225 clients with $44B in assets under management.

Private Advisor Group, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
915 advisors
Number of Clients
142,225 clients
Average Client Portfolio
$312K average
Assets Under Management
$44.3B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Maximum annual fee is 2.00%, negotiable based on assets, account composition, and complexity.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

1200 Broadcasting Road, Suite 203, Wyomissing, PA, 19610

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Alan provides investment advisory services through Private Advisor Group, operating under the DBA Red Oak Wealth Management. He dedicates a full-time commitment to this activity.

Employment History
Current Registrations
Private Advisor Group, LLC
August 2013 - Present · 13 yrs 2 mos
LPL Financial LLCBroker
August 2013 - Present · 13 yrs 2 mos
Previous Registrations
Wells Fargo Advisors, LLC
August 2010 - August 2013 · 3 yrs
Wells Fargo Advisors, LLCBroker
August 2010 - August 2013 · 3 yrs
Morgan Stanley Smith BarneyBroker
June 2009 - September 2010 · 1 yr 3 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
October 2003 - April 2007 · 3 yrs 6 mos
Bernard L. MadoffBroker
September 1997 - September 2000 · 3 yrs
First New York Securities L.L.C.Broker
February 1997 - March 1997 · 1 mo
Bernard L. MadoffBroker
September 1995 - October 1995 · 1 mo
Bernard L. MadoffBroker
July 1987 - November 1994 · 7 yrs 4 mos
State Registrations12 states
ARDCDEFLMDMNNCNJNYPAVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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