David Pointe is a registered investment advisor at LPL Financial LLC, based in Temecula, CA, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
43980 Margarita Rd #201, Temecula, CA, 92592
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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David is a franchise owner of a tire store, owns energy royalties, and operates La Pointe Wealth Advisors as a DBA for his LPL business, dedicating full-time hours to it. He also has ownership in several real estate rental properties and business entities for tax/investment purposes, requiring minimal time commitment.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Morgan Stanley
Morgan Stanley Dw INC.Broker
Royal Alliance Associates, INC.Broker
Titan/value Equities Group, INC.Broker
Diversified Securities, IncorporatedBroker
State Registrations51 states
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