John Mccartin
John Mccartin is a registered investment advisor at Sound Income Strategies, LLC, based in San Diego, CA, with 24 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning. Their firm serves 24,757 clients with $4.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Sound Income Strategies (SIS) manages investment portfolios for a fee based on the value of your portfolio. The annual fee can be up to 1.75% of the value of your portfolio. For a limited group of clients with special needs, the fee can be up to 2.0%. The fee is usually billed monthly, but can be negotiated to be billed quarterly. If SIS uses a third-party investment manager for part of your portfolio, you won't pay any extra fees.
Location
3914 Murphy Canyon Road, A-128, San Diego, CA, 92123
Get directionsHistory
Regulatory History (2)
Customer Dispute
October 2007Criminal
October 1981Other Business ActivitiesSells Insurance
John is a sole proprietor selling life insurance and fixed annuity products through McCartin and Associates/McCartin Financial, dedicating nearly full-time hours to this. He is also a trustee and a franchisee for retirement services, but spends minimal time on those activities.
Employment History
Current Registrations
Sound Income Strategies, LLC
Previous Registrations
Harvest Financial Group, LLC
Mccartin Financial
Investment Advisors CORP
Broker Dealer Financial Services CORP.Broker
Woodstock Financial Group, INC.Broker
Woodstock Financial Group, INC.
Wellstone Securities, LLC
Wellstone Securities, LLCBroker
Jefferson Pilot Securities CORP
Jefferson Pilot Securities CorporationBroker
Nexcore Capital, INC.Broker
Presidential Brokerage, INC.Broker
Nexcore Capital, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.