Thomas Froehlich
Thomas Froehlich is a registered investment advisor at Osaic Wealth, INC., based in Spring Lake Heights, NJ, with 38 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
900 Highway 71, Spring Lake Heights, NJ, 07762
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Regulatory History (1)
Regulatory
March 1995Other Business ActivitiesSells Insurance
Thomas owns Froehlich Financial Group, Ltd. and is also the Owner/President of Froehlich Financial Group S Corp, spending minimal time on these activities. He is also affiliated with American Portfolios Financial Services, American Portfolios Advisors, and Novem Group as a registered representative or investment adviser representative, spending about 10-20% of his time on Novem Group and about a third of his time on the other two.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Novem Group
Previous Registrations
Froehlich Financial Group, LTD.
American Portfolios Advisors, INC
American Portfolios Financial Services, INC.Broker
Froehlich Financial Group, LTD.
First Montauk Securities CORP.Broker
The Investment Center, INC.Broker
Josephthal Lyon & Ross IncorporatedBroker
Robert Todd Financial CORP.Broker
Westfield Financial CorporationBroker
Hibbard Brown & CO., INC.Broker
Sherwood Capital, INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.