Kenneth Miller
Kenneth Miller is a registered investment advisor at Prosperity Wealth Management, INC., based in Concord, NC, with 38 years of industry experience. Kenneth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 1,619 clients with $440M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.00% |
| $500K - $750K | 1.50% |
| $750K - $1.0M | 1.35% |
| $1M+ | 1.20% |
Fees are negotiable.
Fee Estimator
Location
400 Penny Lane, Concord, NC, 28025
Get directionsHistory
Regulatory History (4)
Customer Dispute
July 2011Customer Dispute
June 2008Customer Dispute
November 2004Customer Dispute
November 2004Other Business ActivitiesSells Insurance
Kenneth is an appointed insurance agent and 100% owner of Miller Financial, Inc., dedicating about 10-20% of his time. He also owns Miller Real Estate Holdings LLC, generating passive income and spending minimal time on it, and acquired the Fesperman Agency in 2018, which sells life, health, group insurance, and fixed annuities.
Employment History
Current Registrations
Prosperity Wealth Management, INC.
Fortune Financial Services, INC.Broker
Integrated Financial Strategies, LLC
Previous Registrations
Capital Guardian, LLCBroker
Capital Guardian Wealth Management, LLC
Woodbury Financial Services, INC.Broker
Woodbury Financial Services, INC.
AXA Advisors, LLC
AXA Advisors, LLCBroker
Mony Securities Corporation
Mony Securities CorporationBroker
Uslife Equity Sales CORP.Broker
Ilg Securities CorporationBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.