Kenneth Rogers is a registered investment advisor at Captrust, based in Corolla, NC, with 36 years of industry experience. Kenneth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 36,839 clients with $1100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.25% |
| $500K - $1.0M | 2.00% |
| $1.0M - $2.0M | 1.75% |
| $2.0M - $5.0M | 1.25% |
| $5M+ | 1.00% |
Advisory fees are subject to negotiation based on multiple factors including clients with multiple accounts, size of the account, a prior or existing relationship, and a client’s particular needs or financial characteristics.
Fee Estimator
Location
Corolla, NC
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Kenneth is a property manager for a vacation rental property since 2008. He dedicates minimal time to this activity.
Employment History
Current Registrations
Captrust
Previous Registrations
Capfinancial Securities, LLC.Broker
Pensionmark Securities, LLCBroker
Pensionmark Financial Group, LLC
Capfinancial Securities, LLC.Broker
LPL Financial LLCBroker
Nrp Financial, INC.Broker
Nrp Advisors, INC.
Securities America, INC.Broker
Rogers Financial
Walnut Street Securities, INC.Broker
Nathan & Lewis Securities, INC.Broker
Royal Alliance Associates, INC.Broker
New England SecuritiesBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.