Michael Compiano is a ChFC-designated registered investment advisor, based in West Des Moines, IA, with 39 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold.
Location
214 5th Street, West Des Moines, IA, 50265
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Michael is a co-owner of Legacy Capital Partners, Inc. which facilitates securities, investment advisory, and insurance business. He also sells fixed insurance and is a co-owner of ComPort, LLC, an entity owning and managing branch office property, and a board member of Raccoon Valley Bank.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Commonwealth Financial NetworkBroker
Commonwealth Financial Network
Diversified Financial Advisory Group, INC.
Fsc Securities CorporationBroker
Fsc Securities Corporation
The Lincoln National Life Insurance CompanyBroker
Lincoln Financial Advisors Corporation
Lincoln Financial Advisors CorporationBroker
Cigna Financial Advisors,inc.Broker
Fsc Securities CorporationBroker
Broker Dealer Financial Services CORP.Broker
Dickinson & CO.Broker
Cigna Securities, INC.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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