Tracy Taylor is a registered investment advisor at Morgan Stanley, based in Spokane, WA, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
717 West Sprague Avenue, Suite 500, Spokane, WA, 99201
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
April 2007 - June 2009 · 2 yrs 2 mos
Citigroup Global Markets INC.Broker
September 1999 - June 2009 · 9 yrs 9 mos
Dain Rauscher IncorporatedBroker
March 1998 - October 1999 · 1 yr 7 mos
Dain Rauscher IncorporatedBroker
June 1997 - March 1998 · 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1991 - July 1997 · 5 yrs 10 mos
Lehman Brothers INC.Broker
September 1988 - September 1991 · 3 yrs
State Registrations28 states
AKALAZCACOCTFLGAIAIDILINMDMIMNMTNENJNVNYOHORSCTXUTVAWAWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.