Jeffrey Hartfield
Jeffrey Hartfield is a registered investment advisor at Ausdal Financial Partners, INC., based in Wildwood, FL, with 31 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 10,402 clients with $2.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ausdal Financial Partners offers several investment management programs. Fees vary depending on the program and custodian.
Advisor Managed Account (AMP): Fees are negotiated with your advisor, with a maximum annual fee of 3%. Wrap accounts include all transaction costs, while non-wrap accounts charge separately for advisory services and transactions.
Third Party Managed Accounts (SMA/UMA): Fees consist of an Investment Advisor Representative Fee, a Platform Fee (0.11% to 0.28%), and a Manager Fee (0% to 0.80%).
Retirement Plan Advisory Program: Maximum annual fee of 3%. Fees can be a fixed percentage or tiered based on account assets.
Held Away Accounts (Pontera): Maximum advisory fee of 1.5% of account assets. Fees must be deducted from an alternate advisory account or billed directly to the client.
Location
10135 NW 27th DRIVE, Wildwood, FL, 34785
Get directionsHistory
Regulatory History (5)
Employment Separation After Allegations
January 2018Regulatory
December 2017Regulatory
August 2017Regulatory
March 2017Regulatory
June 2016Other Business ActivitiesSells Insurance
Jeffrey is the CEO of JSB Ventures, managing a farm and assets, dedicating about a quarter of his time. He also works as an insurance agent selling various insurance products since 1983, spending about 10-20% of his time on this activity, and is a trustee for the Hartfield Family Trust and Nelson Road 2005, LLC.
Employment History
Current Registrations
Ausdal Financial Partners, INC.
Ausdal Financial Partners, INC.Broker
Previous Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
NFP Advisor Services, LLC
NFP Advisor Services, LLCBroker
Ogilvie Security Advisors CorporationBroker
Royal Alliance Associates, INC.Broker
Ogilvie & Taylor Securities CorporationBroker
Hartford Equity Sales Company INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.