Dennis Brown is a registered investment advisor at Investment Initiatives, LLC, based in Alexandria, VA, with 15 years of industry experience. Dennis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 2 more. Their firm serves 25 clients with $27M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Investment Initiatives manages investment portfolios for clients, charging an annual fee based on the amount invested. The fee decreases as the amount invested increases. Here's a breakdown of the fees:
- First $100,000: 2.50% per year
- Next $150,000 (up to $250,000 total): 2.00% per year
- Next $250,000 (up to $500,000 total): 1.25% per year
- Next $250,000 (up to $750,000 total): 0.75% per year
- Next $250,000 (up to $1,000,000 total): 0.60% per year
- Next $500,000 (up to $1,500,000 total): 0.50% per year
- Next $500,000 (up to $2,000,000 total): 0.50% per year
- Over $2,000,001: 0.45% per year
These fees are negotiable.
Location
Alexandria, VA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
Investment Initiatives, LLC
Previous Registrations
North Nassau Advisors, LLC
Equitas America, LLC
State Registrations3 states
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