SF
SF

Scott Ferguson

34 Years of Experience
Union City, TN
Broker

Scott Ferguson is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Union City, TN, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

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Location

201 West Washington Avenue, Union City, TN, 38261

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Scott owns a farm producing row crops and timber, though he's not involved during business hours. He is also a managing member of DAS Properties LLC, a rental property company he owns with his wife, dedicating a few hours per week to general management. Scott is also co-executor of his mother's estate, spending a few hours per week on it.

Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
October 2019 - Present · 6 yrs 9 mos
Robert W. Baird & CO. IncorporatedBroker
October 2019 - Present · 6 yrs 9 mos
Previous Registrations
J.J.B. Hilliard, W.L. Lyons, LLC
March 2004 - October 2019 · 15 yrs 7 mos
J.J.B. Hilliard, W.L. Lyons, LLCBroker
March 1994 - October 2019 · 25 yrs 7 mos
Nbc Capital Markets Group, INC.Broker
April 1991 - March 1994 · 2 yrs 11 mos
State Registrations22 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.