Erik Brooks
Erik Brooks is a registered investment advisor at Allegiance Financial Advisors, INC., based in Jacksonville, FL, with 39 years of industry experience. Erik is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 338 clients with $180M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.75% |
| $250K - $750K | 1.50% |
| $750K - $1.3M | 1.25% |
| $1.3M+ | 1.00% |
Fees are negotiable based on client complexity and related accounts. Related accounts may be grouped to meet minimums.
Fee Estimator
Location
3112 St. Johns Bluff Road South, Jacksonville, FL, 32246-3712
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Erik is a board member at Williston Central Christian Academy and on the Leadership Council at Church of God, dedicating a few hours per week to each. He is also an insurance broker through Della Porta Agency, LLC, DP Brokerage, Inc., and Shumate Brokerage, and an advisor for Allegiance Financial Advisors, Inc.
Employment History
Current Registrations
Allegiance Financial Advisors, INC.
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Signator Investors, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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