Paul Spero
Paul Spero is a registered investment advisor at LPL Financial LLC, based in Liverpool, NY, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
4769 Buckley Road, Liverpool, NY, 13088
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Regulatory History (1)
Regulatory
April 2021Other Business ActivitiesSells Insurance
Paul is a notary public in New York and the president of United Financial Services, where he provides financial planning, tax & accounting, investments & insurance services, dedicating full-time hours to this. He also manages rental properties and is the President of United Wealth & Tax Services, offering tax, accounting, investment, insurance, and payroll services, also dedicating full-time hours to this.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cadaret Grant & CO INC
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
Cadaret, Grant & CO., INC.Broker
Mony Securities CORP.Broker
State Registrations31 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.