KW
KW

Kevin West

39 Years of Experience
Spokane, WA
Broker

Kevin West is a registered investment advisor at Morgan Stanley, based in Spokane, WA, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

717 West Sprague Avenue, Suite 500, Spokane, WA, 99201

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Kevin acts as a Power of Attorney (POA) and is a partner at PCKKW Investments, LLC, where he makes investment decisions and provides advice. These activities take minimal time outside of business hours.

Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Citigroup Global Markets INC.
October 1990 - June 2009 · 18 yrs 8 mos
Lehman Brothers INC.Broker
June 1987 - July 1993 · 6 yrs 1 mo
Foster & Marshall INC.Broker
March 1987 - June 1987 · 3 mos
State Registrations38 states
AKALARAZCACOCTDCFLGAHIIAIDILINKSLAMAMDMEMIMNMOMSMTNCNHNJNMNVNYOHORTXUTVAWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Kevin West - Financial Advisor | TrueAdvisor