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Thomas Frye

39 Years of Experience
Dallas, TX
Broker

Thomas Frye is a registered investment advisor at Raymond James & Associates, INC., based in Dallas, TX, with 39 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

5956 Sherry Lane, Suite 1900, Dallas, TX, 75225

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Thomas serves as a trustee for the Frye 2000 trust, managing its assets. This activity requires minimal time.

Employment History
Current Registrations
Raymond James & Associates, INC.Broker
February 2013 - Present · 13 yrs 3 mos
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 3 mos
Previous Registrations
Morgan Keegan & Company, INC.
April 2009 - February 2013 · 3 yrs 10 mos
Morgan Keegan & Company, INC.Broker
April 2009 - February 2013 · 3 yrs 10 mos
Wachovia Securities, LLCBroker
January 2008 - April 2009 · 1 yr 3 mos
Wachovia Securities, LLC
January 2008 - April 2009 · 1 yr 3 mos
A. G. Edwards & Sons, INC.
November 2002 - January 2008 · 5 yrs 2 mos
A. G. Edwards & Sons, INC.Broker
March 1987 - January 2008 · 20 yrs 10 mos
State Registrations4 states
NEOKTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Thomas Frye - Financial Advisor | TrueAdvisor