AW
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Alan Williams
38 Years of Experience
Brentwood, TN
1 DisclosureBroker
Alan Williams is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Brentwood, TN, with 38 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B
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Location
112 Westwood Place, Suite 100, Brentwood, TN, 37027
Get directionsHistory
Regulatory History (1)
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Customer Dispute
July 2008Settled
Other Business Activities
Alan is an owner, managing partner, and senior financial advisor at Williams Hunter Wealth Group since 2017. This takes about 10-20% of Alan's time.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
October 2017 - Present · 8 yrs 7 mos
Raymond James Financial Services, INC.Broker
October 2017 - Present · 8 yrs 7 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
January 2004 - October 2017 · 13 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
July 2003 - October 2017 · 14 yrs 3 mos
Prudential Securities IncorporatedBroker
June 2001 - July 2003 · 2 yrs 1 mo
Amsouth Investment Services, INC.Broker
February 2000 - June 2001 · 1 yr 4 mos
Invest Financial CorporationBroker
February 1997 - February 2000 · 3 yrs
Prudential Securities IncorporatedBroker
July 1993 - February 1997 · 3 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1987 - July 1993 · 6 yrs 3 mos
State Registrations3 states
NCNYTN
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.