DJ
DJ

Dennis Judge

38 Years of Experience
Gibbsboro, NJ
1 DisclosureBroker

Dennis Judge is a registered investment advisor at Cetera Investment Advisers LLC, based in Gibbsboro, NJ, with 38 years of industry experience. Dennis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

146 Lakeview Drive, Suite 100, Gibbsboro, NJ, 08026

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History

Regulatory History (1)
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Customer Dispute
May 2003
Settled
Other Business Activities

Dennis owns a tax accounting practice, Judge Financial Services, since 1978, where he prepares tax returns, payroll reports, and does bookkeeping, dedicating about 10-20% of his time. He also serves as treasurer for Lakeview Commons Condo Association, spending minimal time per week on this activity.

Employment History
Current Registrations
Cetera Financial Specialists LLCBroker
October 2005 - Present · 20 yrs 7 mos
Cetera Investment Advisers LLC
October 2005 - Present · 20 yrs 7 mos
Previous Registrations
C.J.M. Asset Management, LLC
October 2005 - October 2005 · 0 mos
C. J. M. Planning CORP.Broker
October 2005 - October 2005 · 0 mos
Cambridge Investment Research Advisors, INC.
March 2005 - October 2005 · 7 mos
Cambridge Investment Reserarch, INC.
June 2002 - March 2005 · 2 yrs 9 mos
Cambridge Investment Research, INC.Broker
May 2000 - October 2005 · 5 yrs 5 mos
Linsco/private Ledger CORP.Broker
January 1996 - June 2000 · 4 yrs 5 mos
H.D. Vest Investment Securities, INC.Broker
March 1988 - January 1996 · 7 yrs 10 mos
State Registrations11 states
DEFLGAILMAMDNCNJNVPASC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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