Miguel Ballestas
Miguel Ballestas is a registered investment advisor at Ballestas Advisors, based in Bolton, MA, with 38 years of industry experience. Miguel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 9 clients with $40M in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
579 Main Street, Bolton, MA, 01740
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Regulatory History (1)
Customer Dispute
July 2013Other Business ActivitiesSells Insurance
Miguel is an investment adviser representative and managing partner with Bolton Global Asset Management, operating as 'Ballestas Group', and owner/manager of 'The Ballestas Group, LLC'. He also co-owns Ballestas Advisors, LLC (an outside RIA), Water Front Ventures LLC (a real estate holding company), and BG Insurance Svcs LLC (to sell fixed insurance products), and provides consulting services to Diamond Bit Enterprise LP.
Employment History
Current Registrations
Ballestas Advisors
Bolton Global Asset Management
Previous Registrations
Bolton Securities CorporationBroker
Bolton Global Asset Management
Bolton Global CapitalBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations1 state
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