Roger Dick
Roger Dick is a registered investment advisor at Uwharrie Investment Advisors, INC., based in Albemarle, NC, with 30 years of industry experience. Roger operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 1 more. Their firm serves 809 clients with $280M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1.0M | 1.25% |
| $1.0M - $2.0M | 1.00% |
| $2.0M - $9.0M | 0.75% |
| $9M+ | 0.50% |
Fee schedule is used as a guideline only and is subject to negotiation.
Fee Estimator
Location
132 North First Street, Albemarle, NC, 28001
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Roger is the President and CEO of Uwharrie Capital Corp, dedicating nearly full-time hours to this role. He is also involved in various other business activities including real estate, community development, and serving on boards, but none of these activities appear to involve selling insurance products.
Employment History
Current Registrations
Uwharrie Investment Advisors, INC.
The Strategic Alliance Corporation
The Strategic Alliance CorporationBroker
Previous Registrations
Uvest Financial Services Group, INC.Broker
State Registrations2 states
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