Joan Martinez is a registered investment advisor at Morgan Stanley, based in Bloomington, MN, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
8300 Norman Center Drive, Bloomington, MN, 55437
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Morgan Stanley & CO. Incorporated
May 2008 - June 2009 · 1 yr 1 mo
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
April 2005 - April 2007 · 2 yrs
Sii Investments, INC.Broker
July 2003 - April 2005 · 1 yr 9 mos
Morgan Stanley Dw INC.Broker
September 2001 - May 2003 · 1 yr 8 mos
Dean Witter Reynolds INC.Broker
December 2000 - March 2001 · 3 mos
Robert W. Baird & CO. IncorporatedBroker
February 1994 - November 2000 · 6 yrs 9 mos
Iai Securities, INC.Broker
May 1991 - March 1994 · 2 yrs 10 mos
Miller & Schroeder Financial, INC.Broker
April 1990 - October 1990 · 6 mos
State Registrations49 states
AKALARAZCACOCTDCDEFLGAHIIAILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTWAWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.