DB
DB
Daniel Babiy
33 Years of Experience
Elizabeth City, NC
1 DisclosureBroker
Daniel Babiy is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Elizabeth City, NC, with 33 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B
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Location
Elizabeth City, NC
Get directionsHistory
Regulatory History (1)
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Customer Dispute
January 2005Settled
Other Business Activities
Daniel works as a financial advisor at TowneBank since 2012, dedicating about half of his time to this role. He spends about 10-20% of his time on this activity during trading hours.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2012 - Present · 14 yrs 4 mos
Raymond James Financial Services, INC.Broker
January 2012 - Present · 14 yrs 4 mos
Previous Registrations
Davenport & Company LLC
January 2007 - November 2011 · 4 yrs 10 mos
Davenport & Company LLCBroker
January 2007 - November 2011 · 4 yrs 10 mos
RBC Dain Rauscher INC.
July 2006 - January 2007 · 6 mos
RBC Dain Rauscher INC.Broker
October 2002 - January 2007 · 4 yrs 3 mos
RBC Centura Securities, INC.Broker
December 2000 - October 2002 · 1 yr 10 mos
National Planning CorporationBroker
December 1995 - December 1998 · 3 yrs
Wheat, First Securities, INC.Broker
June 1991 - December 1993 · 2 yrs 6 mos
Travelers Equities Sales, INC.Broker
September 1988 - July 1990 · 1 yr 10 mos
MML Investors Services, INC.Broker
May 1987 - March 1988 · 10 mos
Massachusetts Mutual Life Insurance CompanyBroker
May 1987 - January 1988 · 8 mos
State Registrations21 states
AKCACTFLGAILKYMAMTNCNYOKPASCTNTXUTVAWAWIWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.