Daniel Babiy
Daniel Babiy is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Elizabeth City, NC, with 33 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.25% |
Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.
Fee Estimator
Location
Elizabeth City, NC
Get directionsHistory
Regulatory History (1)
Customer Dispute
January 2005Other Business Activities
Daniel works as a financial advisor at TowneBank since 2012, dedicating about half of his time to this role. He spends about 10-20% of his time on this activity during trading hours.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Davenport & Company LLC
Davenport & Company LLCBroker
RBC Dain Rauscher INC.
RBC Dain Rauscher INC.Broker
RBC Centura Securities, INC.Broker
National Planning CorporationBroker
Wheat, First Securities, INC.Broker
Travelers Equities Sales, INC.Broker
MML Investors Services, INC.Broker
Massachusetts Mutual Life Insurance CompanyBroker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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