Charles Geers
Charles Geers is a registered investment advisor at LPL Financial LLC, based in Dubuque, IA, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
3255 Foothill Ct, Dubuque, IA, 52001-0840
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Charles operates United Wealth Management as a DBA for his LPL business, dedicating full-time hours to it. He also owns a non-variable insurance business under his name, spending minimal time on it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Visionpoint Advisory Group
Advantage Investment Management, LLC
National Planning CorporationBroker
National Planning Corporation ("npc of America" in Fl & Ny)
Fintegra Financial Solutions
Fintegra, LLCBroker
Sky Investments, INC.Broker
Aegon USA Securities INC.Broker
Berthel, Fisher & Company Financial Services, INC.Broker
Bma Financial Services, INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.