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Daniel Paulson

Robert W. Baird & CO. Incorporated
39 Years of Experience
Birmingham, MI
1 DisclosureBroker
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Daniel Paulson is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Birmingham, MI, with 39 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 3 more. Their firm serves 241,359 clients with $390B in assets under management.

Robert W. Baird & CO. Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2620 advisors
Number of Clients
241,359 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$394.1B

Fee Structure

Investment management only (planning not offered)

Robert W. Baird & Co. charges an ongoing annual fee for portfolio management, which is bundled with trade execution and custody services as part of a wrap fee program. The specific fee amount depends on the chosen program, strategy, and the size of your portfolio, and is generally calculated as a percentage of the assets they manage for you. Additional costs may apply if managers execute trades away from Baird or if you utilize specialized overlay services.

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Location

300 Park St, Ste 240, Birmingham, MI, 48009

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2010
Denied
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Other Business Activities

Daniel is a board member and on the finance committee for the Schoolcraft Foundation. He spends minimal time on this role, reviewing results and comments from the outside money manager.

Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
January 2010 - Present · 16 yrs 9 mos
Robert W. Baird & CO. IncorporatedBroker
February 2001 - Present · 25 yrs 8 mos
Previous Registrations
Pruco Securities CorporationBroker
March 1987 - March 2001 · 14 yrs
State Registrations36 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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