Paul Raymond
Paul Raymond is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Southington, CT, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
360 N Main St Ste 4, Southington, CT, 06489
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Paul sells non-variable insurance, dedicating about 10-20% of his time to this investment-related activity. He also operates Raymond Wealth Management as a DBA for his LPL business, coaches a high school tennis team, and serves as a board member for Shuttle Meadow Country Club and St. Luke Catholic School.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
Investment Advisors
Proequities, INC.Broker
Uvest Financial Services Group, INC.
Uvest Financial Services Group, INC.Broker
Afs Brokerage, INC.Broker
Conseco Securities, INC.Broker
W. S. Griffith & CO., INC.Broker
Pruco Securities CorporationBroker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.