DN
ChFC
DN
ChFC

David Nicholson

36 Years of Experience
Schaumburg, IL
BrokerSells Insurance

David Nicholson is a ChFC-designated registered investment advisor, based in Schaumburg, IL, with 36 years of industry experience.

Location

1700 E Golf Road Suite #250, Schaumburg, IL, 60173

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

David is an independent insurance agent for various companies since 2002, spending about half his time trading. He also owns Nicholson Financial Strategies Inc. for tax purposes and is involved with Legal Shield and Financial Lock, Inc. providing identity theft protection.

Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
April 2009 - Present · 17 yrs 1 mo
Cambridge Investment Research Advisors, INC.
April 2009 - Present · 17 yrs 1 mo
Previous Registrations
Tower Square Securities, INC.
January 2000 - April 2009 · 9 yrs 3 mos
Tower Square Securities, INC.Broker
November 1999 - April 2009 · 9 yrs 5 mos
Advantage Capital CorporationBroker
January 1998 - November 1999 · 1 yr 10 mos
Dreher & Associates, INC.Broker
August 1996 - December 1997 · 1 yr 4 mos
Uslife Equity Sales CORP.Broker
January 1995 - August 1996 · 1 yr 7 mos
John Hancock Mutual Life Insurance CompanyBroker
June 1993 - January 1995 · 1 yr 7 mos
John Hancock Distributors, INC.Broker
June 1993 - January 1995 · 1 yr 7 mos
Mutual Service CorporationBroker
May 1993 - June 1993 · 1 mo
Equico Securities, INC.Broker
February 1992 - July 1992 · 5 mos
The Equitable Life Assurance Society of the United StatesBroker
February 1992 - July 1992 · 5 mos
The Equitable Life Assurance Society of the United StatesBroker
May 1987 - October 1990 · 3 yrs 5 mos
State Registrations30 states
AZCACOCTDEFLIAILINKYLAMAMDMIMNMOMTNCNENJNYOHPASCTNTXVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.