CP
CP

Christopher Polimeni

38 Years of Experience
Irvine, CA
1 DisclosureBrokerSells Insurance

Christopher Polimeni is a registered investment advisor at LPL Financial LLC, based in Irvine, CA, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

19200 Von Karman Ave., Ste. 600, Irvine, CA, 92612

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2025
Pending
Other Business ActivitiesSells Insurance

Christopher is the president of the Santiago Springs Homeowner Association and treasurer for the University of Nevada Alumni Association. He is also an agent for accident & health, life, and variable insurance.

Employment History
Current Registrations
LPL Financial LLC
June 2025 - Present · 11 mos
LPL Financial LLCBroker
June 2025 - Present · 11 mos
Previous Registrations
Western International Securities
August 2017 - June 2025 · 7 yrs 10 mos
Western International Securities, INC.Broker
August 2017 - June 2025 · 7 yrs 10 mos
Financial West Group
March 2004 - August 2017 · 13 yrs 5 mos
Financial West GroupBroker
June 2002 - August 2017 · 15 yrs 2 mos
First Allied Securities, INC.Broker
February 2002 - June 2002 · 4 mos
Interfirst Capital CorporationBroker
May 1999 - February 2002 · 2 yrs 9 mos
Financial Consultant Group, LLCBroker
April 1997 - April 1999 · 2 yrs
Paulson Investment Company, INC.Broker
August 1990 - April 1997 · 6 yrs 8 mos
Blinder, Robinson & CO., INC.Broker
March 1987 - October 1990 · 3 yrs 7 mos
State Registrations10 states
ARAZCAFLMNMOORTXVAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.