Frank Penn is a registered investment advisor at Raymond James & Associates, INC., based in Austin, TX, with 38 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
1608 W 5th Street, Suite 320, Austin, TX, 78703
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Frank is a partner in 2505 ECC, LP, a rental real estate business, and is responsible for collecting rent and paying expenses, dedicating minimal time. He also holds officer/partner positions in FWPGP, Inc., Penn Brother Inc., SM Building #1-CRP, LTD, and Walsh Street Properties, LTD, spending minimal time on each.
Employment History
Current Registrations
Raymond James & Associates, INC.Broker
Raymond James & Associates, INC.
Previous Registrations
The Penn Investment Group INC.Broker
The Penn Investment Group, INC.
Rauscher Pierce Refsnes, INC.Broker
State Registrations12 states
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