DP
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Darrell Peterson

38 Years of Experience
Minneapolis, MN
1 DisclosureBroker

Darrell Peterson is a registered investment advisor at Ameriprise Financial Services, LLC, based in Minneapolis, MN, with 38 years of industry experience. Darrell is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

901 3rd Ave S, Minneapolis, MN, 55402-3367

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 1995
Settled
Employment History
Current Registrations
Ameriprise Financial Services, LLC
June 2018 - Present · 8 yrs 4 mos
Ameriprise Financial Services, LLCBroker
December 2017 - Present · 8 yrs 10 mos
Ameriprise Financial Services, LLC
December 2017 - Present · 8 yrs 10 mos
Previous Registrations
D.A. Davidson & CO.Broker
January 2007 - November 2016 · 9 yrs 10 mos
Wic CORP.Broker
September 2004 - January 2007 · 2 yrs 4 mos
Miller Johnson Steichen Kinnard, INC.Broker
March 2004 - August 2004 · 5 mos
Piper Jaffray & CO.Broker
December 1993 - March 2004 · 10 yrs 3 mos
Hamilton Investments, INC.Broker
July 1993 - January 1994 · 6 mos
Craig-Hallum, INC.Broker
July 1992 - July 1993 · 1 yr
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 1987 - July 1992 · 5 yrs 2 mos
State Registrations14 states
ALARDEMAMNMSMTNENVOKRIUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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Darrell Peterson - Financial Advisor | TrueAdvisor