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Darrell Peterson

37 Years of Experience
Oakdale, MN
1 DisclosureBroker

Darrell Peterson is a registered investment advisor at Ameriprise Financial Services, LLC, based in Oakdale, MN, with 37 years of industry experience. Darrell operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

Oakdale, MN

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 1995
Settled
Employment History
Current Registrations
Ameriprise Financial Services, LLC
June 2018 - Present · 7 yrs 11 mos
Ameriprise Financial Services, LLC
December 2017 - Present · 8 yrs 5 mos
Ameriprise Financial Services, LLCBroker
December 2017 - Present · 8 yrs 5 mos
Previous Registrations
D.A. Davidson & CO.Broker
January 2007 - November 2016 · 9 yrs 10 mos
Wic CORP.Broker
September 2004 - January 2007 · 2 yrs 4 mos
Miller Johnson Steichen Kinnard, INC.Broker
March 2004 - August 2004 · 5 mos
Piper Jaffray & CO.Broker
December 1993 - March 2004 · 10 yrs 3 mos
Hamilton Investments, INC.Broker
July 1993 - January 1994 · 6 mos
Craig-Hallum, INC.Broker
July 1992 - July 1993 · 1 yr
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 1987 - July 1992 · 5 yrs 2 mos
State Registrations14 states
ALARDEMAMNMSMTNENVOKRIUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Darrell Peterson - Financial Advisor | TrueAdvisor