Joseph Carrington
Joseph Carrington is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Atlanta, GA, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
3455 Peachtree Rd Ne, Atlanta, GA, 30326
Get directionsHistory
Regulatory History (1)
Criminal
July 1985Other Business Activities
Joseph is a general partner/managing member of a family LLC since 2021. His wife will be using it for internet sales of cosmetics via eBay, and Joseph spends minimal time on it.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
Bb&t Investment Services, INC.
Bb&t Investment Services, INC.Broker
Triad Advisors, INC.
Triad Advisors, INC.Broker
First Legacy Securities, LLC
First Legacy Securities, LLCBroker
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Barnett Investments, INC.Broker
Fidelity Brokerage Services, INC.Broker
H.J. Stodghill & CO. Investment CORPBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.