David Smolarek
David Smolarek is a CFP-designated registered investment advisor at LPL Financial LLC, based in Troy, MI, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2050 Livernois Rd Ste B, Troy, MI, 48083-1757
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Regulatory History (1)
Customer Dispute
November 2002Other Business ActivitiesSells Insurance
David uses DBAs for wealth planning services and his LPL business. He also markets term insurance and sells fixed annuities, dedicating minimal time to these insurance-related activities.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Center for Wealth Planning Advisors, INC
LPL Financial LLC
Mutual Service CorporationBroker
Vestax Securities CorporationBroker
Signator Investors, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.