Gary Stam is a registered investment advisor at LPL Financial LLC, based in Syracuse, NY, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
300 E Washington St Apt 1011, Stam Associates, Syracuse, NY, 13202
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Gary operates his LPL business through STAM Associates. He also sells non-variable insurance products, including LTC, health, life, and disability insurance, dedicating minimal time to this activity. Gary is also a for-profit board member of Madison Mutual Insurance Company, spending minimal time on this role.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Main Street Management CompanyBroker
Polaris Financial Services, INC.Broker
J. T. Moran & CO., INC.Broker
Buttonwood Securities Corporation of MassachusettsBroker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.