PV
PV
Poonum Vasishth is a registered investment advisor at Morgan Stanley, based in Tacoma, WA, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1301 A Street, Suite 300, Tacoma, WA, 98402
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Regulatory History (2)
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Customer Dispute
September 2014Denied
Customer Dispute
March 2011Denied
Employment History
Current Registrations
Morgan Stanley
December 2010 - Present · 15 yrs 5 mos
Morgan StanleyBroker
December 2010 - Present · 15 yrs 5 mos
Previous Registrations
LPL Financial Corporation
January 2002 - December 2010 · 8 yrs 11 mos
LPL Financial CorporationBroker
January 2002 - December 2010 · 8 yrs 11 mos
Futureshare Financial LLCBroker
October 2001 - January 2002 · 3 mos
Nathan & Lewis Securities, INC.Broker
November 2000 - October 2001 · 11 mos
Sunset Financial Services, INC.Broker
June 1999 - March 2001 · 1 yr 9 mos
Fidelity Equity Services CorporationBroker
April 1987 - April 1995 · 8 yrs
State Registrations26 states
AKALAZCACODCFLGAHIIDINMDMEMTNMNVNYOHORTXUTVAVTWAWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.